JP Morgan chase Essay Example | Topics and Well Written Essays - 1250 words

JP Morgan chase - Essay Examplefic all toldy concerned with safeguarding against fraud, maintaining uninfected dealing, and encouraging the revealing of significant market associated info. These agencies also prohibit the buying of stock shares with limited monetary resource to pay for them (Seligman, 2003). In addition, the administrative agencies instigate supervision and registration of stockbrokers and securities markets, prohibits unfair utilization of private information in stock sales, and establishes regulations against proxies.In addition, the administration agencies require that organizations providing securities make complete public revelation of all appropriate information. For instance, the commissioners and chairperson of the Securities and Exchange Commission are charged with the responsibility for making sure that investment funds corporations, dealers or brokers in securities, publicly owned companies, and other parties in the securities and banking sectors confor m to federal securities law. These laws are meant to dish up the public investors make knowledgeable investment decisions and analysis by guaranteeing proper revelation of material lucubrate. In addition, an administrative agency, for example, the Securities and Exchange Commission is solely interested with ensuring that the prospectus documents and registration statement have the details indispensable for probable investors to make adequate decisions. These agencies also have the power to instigate legal sentences against banks or companies if the materials have outright falsehoods, solemn omissions, or misleading information (Capatides, 1992).An asseverate may be scripted or oral as long as the law does not need it to be written. An offer is the recognized overt act or expression which initiates the contract. A contract is compelled to have a intent by one of the participants and should be accepted by another. It is what is offered to a different person for the give derriere of that individuals assurance to act (Barnett,2003). The offer